Regulatory Compliance
Failure to comply with the global regulatory guidelines can result in Reputational damage and financial penalties.
Financial Institutions today face unprecedented scrutiny from regulators on various regulations on Money laundering, Data protection, Bribery, Know your customer, and international Sanctions guidelines other than the normal regulatory inspections. The regulatory scrutiny is getting wider due to the regulatory coordination across borders and also by the explosive growth in available data. Financial institutions need to be proactive with compliance rather than reacting to threats of regulatory action.
Services on Offer
Policy Framing
Setting up internal process as per the regulatory guidelines
Support for implementation of policies and processes.
Periodic reviews to identify issues and bridge the gaps.